Securities & Portfolio Management

Securities and Portfolio Management

Summer Program Overview:

The program provides fundamental securities-related knowledge, including knowledge of basic products, such as stocks, bonds, and mutual funds.  It will also review securities industry rules and regulations. Students will put together an investment portfolio. Participants will develop skills for a successful career path in the exciting financial market.

During the course of the program, students and professionals will interview for internship and jobs in the Securities Industry including opportunities in the investment banking, capital market, and asset management.

Participants will be ready to sit for the SIE – Securities Industry Essentials Exam – a gateway certification to all other securities licensing exams by The Financial Industry Regulatory Authority (FINRA) and The Securities and Exchange Commission (SEC).

Program Objectives:

At the end of the program, participants will be able to:

  1. Plan for the certifications required for financial services
  2. Plan for a career path in the Securities Industry
  3. Sit for the SIE Securities Industry Essentials Exam
  4. Meet with banks and financial services companies for Internship/Job interviews
  5. Develop an investment portfolio

Program Delivery:

The 6-week program consists of Seminars in the classroom, Online Course for SIE exam preparation, and one-on-one mentoring in internship/job interviews with financial services companies. The participants can register to sit for the SIE exam at the end of the program.

Program Requirement and Prerequisites:

  • No finance background is required.
  • Minimum 18 years of age.
  • Career interest in the financial industry
  • Access to personal laptop and internet

Who Should Attend?

Anyone with interest in a career in the financial services industry, but has no prior training in finance and has not obtained any securities license

Enhanced opportunity for career and business success.

Security and Portfolio Management

Target Audiences: College Students and Professionals, No finance background is required.
Duration of Time: 6 weeks,
Takeaways: A career path in the securities industry with the SIE credentials.
Program Dates: January 2nd – January 11th, 2018 (Winter School)  –  July 8th – August 15th, 2019 (Summer School)
Online Option: Online facilitation is available. It begins the 1st day of each month. Program completion takes one month.

Program Benefits

The program opens the door to a career path in the securities industry with the SIE credentials.  Participants will gain real-world experience in the securities industry with internship and job opportunities.

Certificate and Certification:

Participants can earn a certificate of 100-CPE credits. For participating institutions, students may earn course credits.


Please contact us for pricing and more information.

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